Capital Market Experts Network

Pictures taken at our meeting at the Ritz-Carlton Hotel, Sarasota, FL in April 2016.  Many thanks to Alex Palasek, Don Calvin’s grandson, who took many of these pictures. Read the rest of this entry »

Agenda, List of Participants and presentations from our Sarasota Meeting.

Sarasota List of Participants

Sarasota Meeting Agenda

Miami-DDA-Short-Presentation-for-ISEEE

Presentation-on-Exchange-Evolution

Market-Structure-Presentation

Blockchain

Soft-Commissions

European-Capital-Market-Union

Steve-Shelton-Presentation

Stichting-Volkswagen-Investors-Claim

Special thanks to Alex Palasek, Don Calvin’s grandson, who took many of these pictures. Read the rest of this entry »

A distinguished group of international executives who have devoted their careers to securities markets will discuss among other topics three critical issues for the future development of markets globally:

• The historical and future evolution of the competition and cooperation between for-profit stock exchanges and non-exchange markets.
• How are Exchange Traded Funds and similar products changing the nature of institutional trading, retail investing, and future market development and regulation?
• An Update on the changing MIFID required disclosures and their implications in terms of “soft dollars” which can affect asset gathering and investment policies.

ISEEE meetings are by invitation only to foster free and frank discussions at both the seminars and the informal events. As global markets often develop differently than US markets all may benefit from the discourse of the invited professionals.

From September 13th to 16th the members and guests of ISEEE gathered in Barcelona, Spain for the Fall 2015 meeting. We had a very stimulating meeting and set of discussions, and as is always the case at our meetings, all participants joined in all our discussions. A list of meeting participants and accompanying persons, as well as our meeting agenda, can be found at the end of this description.

In a wonderful start to our meeting, Read the rest of this entry »

ISEEE Barcelona Fall 2015 Meeting Agenda

ISEEE Barcelona Fall 2015 Meeting List of Participants

Andreea Porcelli, Managing Partner, Continental Advisors SA and Joseph S. Konowiecki, Chairman & CEO, Apollo Enterprise Solutions, Ltd.:
Presentation on the Bermuda/Frankfort route to a public market in Europe for SMEs

Steven Shelton: ISEEE Small Capital Market update 9 Sept 2015

Gyorgy Mohai, Former CEO, Budapest Stock Exchange, and Zsolt Katona, Current CEO, Budapest Stock Exchange:
“Rogue traders in Hungary – The One Billion EURO scandal: History and lessons”

Steven Shelton, President, Cornerstone Global Group, LLC.:
Presentation on “Global Economies and Markets: Rendezvous with Destiny”

James Duffy: ISEEE Member Survey Preliminary Results September 11, 2015

Donald L. Calvin, Founder and head of International Stock Exchange Executives Emeriti, Inc. (ISEEE), passed away on July 9, 2015 after a short illness. He was 83.

Through his consulting firm, International Business Enterprises, Inc., Don was an advisor to many leaders in the financial services field around the world. He also served as Chairman of the Board of Directors of the National Stock Exchange until 2007. Don spent a significant part of his career at the New York Stock Exchange, rising to become a member of the Office of the Chairman and Executive Vice President. He retired from the NYSE in January 1987. Prior to joining the NYSE in 1964, Don had been a syndicate manager with the Chicago investment bank A.C. Allyn & Co, after becoming Securities Commissioner of the State of Illinois at age 26. Don attended Eastern Illinois University as an undergraduate, and obtained his law degree from the University of Illinois College of Law. Don was a Second Lieutenant in the U.S. Marine Corps during the time of the Korean Conflict.

During his 23 years at Read the rest of this entry »

Former stock exchange executives tackle the challenges of more regulation and initiatives to improve capital raising for SMEs.

Miami, March 26, 2015 —The International Stock Exchange Executives Emeriti (ISEEE) held its annual meeting in Miami 22-25 March 2015.

Industry experts from Asia, New Zealand, Europe, Brazil and North America met to exchange information about market and regulatory developments in major capital markets around the world. Read the rest of this entry »

Samir Hamza – Developments Affecting the World Capital Markets

Samir Hamza – FATCA Article – The mayor of London renounces his American citizenship – Source: The Economist, February 21st, 2015

Steven Shelton – ISEEE SMALL CAPITAL MARKET EXCHANGE DEVELOPMENT TASK FORCE – On-Going Progress Report

Larry Holmes – Current global trends on Compensation/Recruiting/Hiring Talent – Technology’s affect on Human Capital

Larry Holmes – Click this link to view the YouTube video in the above presentation:
Did You Know 2014: Interesting facts about Digital World and Information Technology (IT) evolution and the changes in society

Nik Mohamed Din – Securities Commission Malaysia Annual Report 2014 Press Release

Nik Mohamed Din – Securities Commission Malaysia Crowdfunding Press Release

Nik Mohamed Din – Securities Commission Malaysia Crowdfunding Guidelines

David Franasiak – U.S. Regulation: Update on the Securities and Exchange Commission’s Market Structure Initiatives

David Franasiak – Dodd-Frank Act Modifications

Michel Maquil – Deloitte Insights – Luxembourg 2015 Regulatory Agenda – Top priorities – A snapshot of the Luxembourg regulatory landscape at your fingertips

Michel Maquil – Automatic Exchange of Taxpayer Information by Source to Residence Country

Barry Smith – EQUINIX – Developing Interconnected Ecosystems for Financial Services

Nik Mohamed Din – Market Developments in Malaysia and Singapore

Sven Muehlenbrock – The Capital Market Puzzle Introduction

Judith Hardt – Solving a Capital Market Puzzle with Transatlantic Experts

Michel Maquil – Financial Transaction Tax

David Franasiak – U.S. Regulation: Update on the Securities and Exchange Commission’s Market Structure Initiatives

Steven Shelton – Global Economies and Markets A Truly Historic Time